OnFinance AI Launches CS & Legal Super-AI Agent for Listed Indian BFSI Titans

Announcing Another Game-Changing Release for India’s Listed BFSI Community

Author

Anuj Srivastava
June 16, 2025

The newest member of OnFinance AI’s growing agent family (alongside ComplianceOS™, V2T Surveillance, and Marketing Compliance Agents) is built specifically for Company Secretaries, in-house Legal Counsels and Board Governance teams at publicly-listed banks, NBFCs and AMCs.

CS & Legal AI Agent Workflows Tracking & Automation

Why We Built It

  • 1,000+ statutory touch-points per year across Companies Act 2013, SEBI MF, SEBI LODR, RBI Master Directions, FEMA and more.

  • Penalties for a single missed filing (DPT-3, AOC-4, AGM notice, etc.) can exceed ₹20 lakh and trigger adverse audit remarks.

  • Manual trackers and email chases simply can’t scale when regulations update every 6.2 days on average.

AI Powered Evidence Repository

Features of the AI Tool

What Happens Behind the Scenes

Immediate Benefit

Dashboard Cards & Heat-Map Alerts (blue/green/amber/red)

NeoGPT-powered rules engine reconciles your live filings with master obligation database; risk-scores each gap.

360° compliance health in one glance.

Smart Statutory Calendar

Auto-populates deadlines; colour-codes by priority; syncs to Outlook/G-Cal; escalates based on SLA tiers you set.

No more surprise due dates or fire-drills.

Regulatory Obligation Library (searchable cards)

Continuously parses new circulars, amendments & FAQs; rewrites obligations in plain English; tags responsible role.

Your single source of truth stays current—without human data entry.

Task Workflow Kanban

RACI matrix auto-assigns tasks, enforces stage-gates (data collection → peer review → board approval → ROC submission).

Cuts hand-offs, makes accountability crystal-clear.

Evidence Repository (versioned file vault)

SHA-256 checksum + blockchain timestamp; OCR + clause tagging; red/green approval badges.

Immutable audit trail ready for SEBI, Statutory or Secretarial audits.

Reports & Analytics (trend chart, pie, risk matrix)

Real-time BI on completion rates, average cycle time, obligation split by regulation, high-risk clusters.

Board-level dashboards & PDF packs generated in <30 seconds.

Alert Centre & Omni-Channel Notifications

Critical/High/Medium/Low severity badges; pushes alerts via email, SMS, browser, Slack, mobile.

Zero missed escalations—senior management looped-in only when needed.

Real Time Compliance Alerts & Action

Feature Deep-Dive

  1. Reg-Feed Engine

    • Scrapes MCA, SEBI, RBI, IRDAI & Gazette feeds hourly.

    • Uses LLM summarisation to convert circulars into actionable tasks.

  2. Obligation Intelligence Graph

    • Maps each clause to frequency, filing form, evidence type, penalty, and internal owner.

    • Auto-updates when thresholds (net-worth, AUM, CRAR) change.

  3. Adaptive SLA & Escalation Layer

    • Define first-level, second-level and board-level escalation timers.

    • Toggle “silent mode” for low-impact obligations.

  4. Bank-Grade Security

    • AES-256 at rest, TLS 1.3 in transit.

    • Role-based ACL, SSO/SAML, full audit logs.

    • Deployed on IRAP-Ready, ISO 27001 cloud infra.

  5. Plug-&-Play Integrations

    • REST & Webhook APIs

    • SharePoint / Google Drive connector for evidence ingestion

Quantified Impact

KPI

Pre-Agent (Typical)

With CS & Legal Compliance AI

Manual tracker upkeep

25 hrs/month

< 4 hrs/month

Average filing turnaround

30 days

12 days

Missed/late filings last FY

8

0 (first customer pilot)

Evidence compilation for statutory audit

10 days

2 hours

Fast-Track Deployment

Phase

Duration

Deliverable

Discovery

1 × 30 min call

Import existing trackers & evidence map

Sandbox Pilot

5 business days

Live agent with 50 obligations & notifications

Enterprise Roll-Out

2 weeks

SSO, data migration, team training

Ready to See It Live?

Click “Reply” or mail [email protected] to schedule a personalised walkthrough.

Early-adopter pricing available for sign-ups before 31 July 2025.