Elevate Your Compliance Game with Voice-to-Text Intelligence

Are you tired of juggling multiple channels, frantic email threads, and unending voice logs just to monitor market abuse risks? We get it—managing regulatory compliance can be an uphill battle.

At OnFinance AI, we’re simplifying it all with our V2T (Voice-to-Text) AI Monitoring Module. Below is a sneak-peek into how our cutting-edge platform transforms your compliance workflow.

Imagine opening your compliance portal each morning and instantly seeing all critical alerts in one place—no more endless searching or guesswork.

• Unified View of All Alerts
  Our dashboard aggregates conversations from Teams calls, GSM and landline calls, Bloomberg/Thomson Reuters chats, CCTV audio, and even emails. If there’s a channel your traders or relationship managers use, we’ve got it covered.

• Real-Time Analytics
  A dynamic graph highlights monthly trends of violations, with the ability to drill down by days, weeks, or months. You’ll quickly spot peaks and troughs in suspicious behavior or flagged communications.

Whether you’re dealing with potential “Market Manipulation” or “Insider Trading” red flags, your daily compliance routine just became infinitely smoother.

Your Alert Management Workflow

No compliance system is complete without a robust, intuitive workflow to manage alerts. Here’s how V2T handles it:

1. Automatic Flagging
   Our AI engine catches suspicious phrases—like “front running,” “special deal,” or “unverified insights”—across multiple languages (including Hindi, Gujarati, and English). The moment a concern arises, an alert shows up in your dedicated panel.
   

   

   
   Get a list view of all the audios and text files that have been flagged

   
    

2. Contextual Prioritization
   Alerts are color-coded and labeled by frequency (e.g., repeated violations) or priority (e.g., urgent regulation breaches). At a glance, you can see which alerts demand your immediate attention.
    

3. Quick Investigation

   • Transcripts in Under 10 Seconds: Every suspicious phone call or chat is auto-transcribed into English, with flagged segments highlighted.

   • Policy Mapping: Next to each flagged phrase, see exactly which policy or regulatory circular it potentially violates (e.g., SEBI Master Circular, RBI Notification, etc.).

   • Tonality & Sentiment Analysis: Determine if the conversation’s tone is aggressive, urgent, or casual—key for assessing the seriousness of a violation.
     

     

     
     Customisable Keywords and Policies Library

      

4. Action & Escalation
   Assign follow-ups to specific team members or departments. Tag a conversation as “High Priority” or schedule a deeper review with your legal or compliance heads. The entire audit trail is stored in V2T for easy reference.

Investigative & Reporting Capabilities

Deal Reconciliation- Extract deal details (numbers, securities, prices, quantities) from calls/messages in seconds. Automatic mismatches are flagged on the spot.

Keyword Library & Policy Mapping- Use or customize our pre-populated keyword set—each flagged term links directly to relevant SEBI/RBI/IRDAI guidelines or internal rules.

Violation Reports- Generate concise, time-stamped reports (with transcripts, flagged terms, and policy mapping) at a click—perfect for internal reviews or regulator briefings.

Pattern & Predictive Analysis- Spot repeat violators and forecast potential risks with tonality and sentiment tracking—stay steps ahead of future breaches.

Ready to See V2T in Action?

From uploading a real-time audio file to watching the system transcribe and highlight suspicious segments in one place, you’ll witness just how fast and accurate our solution is.

Contact us at [email protected]