ComplianceOS: Streamlining Regulatory Management

At OnFinance AI, we've developed ComplianceOS, powered by NeoGPT, to address the core challenges facing compliance teams in financial institutions

Our system supports all regulatory communications from SEBI, RBI, and other relevant regulators, including:

• SEBI: Basic circulars, master circulars, consultation papers, regulations

• RBI: Notifications, master directions, consultation papers, FAQ reports

Other regulators: All relevant documents from other regulators like IRDAI, AMFI, TRAI

Our system comes pre-populated with comprehensive regulatory communications, eliminating the need for manual collection. All communications are automatically fetched and populated in the system, ready for your team's immediate use.

Key Features

ComplianceOS automatically:

1. Fetches regulatory communications within 60 seconds of publication, and prepolulates it on your system (so you don’t have to keep checking regulatory website constantly)

2. Processes documents with full context from existing regulations

3. Generates actionable items from circulars

4. Assigns tasks to relevant departments

5. Tracks evidence collection and compliance status.

Contextual Analysis & Auto-Generated Actionables

1. We extract comprehensive context from existing regulations and master circulars

2. When a new basic circular arrives, ComplianceOS analyzes it against this regulatory backdrop

3. The system automatically generates specific actionable tasks based on this analysis

4. All references are automatically handled and linked, creating a complete compliance trail

For example, when SEBI issues a new circular, ComplianceOS immediately identifies the underlying regulations, connects it to relevant master circulars, and creates a structured set of actions for your team with all the references. Once actionables are created, ComplianceOS automatically assigns them to the relevant departments and team members.

Our platform handles the full spectrum of regulatory communications across all financial regulators, enabling your team to manage compliance from a single unified system regardless of the source.
Want to see this in action? Contact us [email protected]