ComplianceOS AI Tool for BFSI: Your Compliance Control Room

Dear Compliance & Risk Leaders,

Regulatory work shouldn’t feel like hunting for updates, chasing owners, and stitching evidence at the last minute. ComplianceOS is a simple, AI-powered operating system for RBI/SEBI-regulated entities that turns every circular into clear tasks, keeps teams on track, and gets you audit-ready—on time, every time.

Why institutions choose ComplianceOS

1) All compliance in one place

A Consolidated Dashboard shows the status of every requirement across RBI, SEBI, exchanges, and more—by department, owner, and due date. Leaders can spot delays instantly, drill into risks, and download evidence trails in seconds.

2) From circular to actionables in minutes

Paste a regulatory communication (or let ComplianceOS fetch it). The system reads it clause-by-clause, checks applicability, and creates action items with owners, deadlines, and evidence needed. You also get a plain-English impact summary for a fast leadership review.

3) Get it done with Task Manager + AI

No more spreadsheet follow-ups. The Task Manager tracks progress, sends smart reminders ahead of deadlines, auto-escalates overdue items, balances workload, and scores the quality of evidence so nothing comes back from audit.

4) Internal Audit—done faster

The Internal Audit AI Agent ships with regulator-aligned control sets. Upload or integrate evidence, run control checks, see gaps and recommendations, and export a clean audit report with findings, scores, and remediation steps.

What changes for you (in plain numbers)

• 0 missed circulars → auto-ingest + applicability checks

• 60–80% less effort on task creation & follow-ups → auto-actionables + reminders

• 2–3× faster audit readiness → evidence scoring + one-click reporting

• Full traceability for Board and regulators → linked tasks, owners, timestamps, proofs

How it works—end to end

1. Collect: ComplianceOS fetches/ingests RBI/SEBI updates.

2. Analyze: AI parses clauses, links to prior circulars, flags what applies.

3. Assign: Tasks are created with owners, due dates, and evidence checklists.

4. Track: Dashboard, reminders, escalations, workload rebalancing.

5. Prove: Evidence is validated and packaged for audits/inspections.

6. Report: One-click audit & management reports, always up to date.

Built for regulated entities

• Works across banks, NBFCs, AMCs, brokers, custodians, registrars

• Evidence-first approach—everything a reviewer needs in one place

• Simple UI for business teams; controls & logs for compliance and audit

See it with your own circulars

Get a 30-minute walkthrough using sample circulars from your domain. We’ll show:

• Your current compliance posture on the dashboard

• How a fresh circular becomes tasks within minutes

• A ready-to-export internal audit report

Let’s turn compliance from reactive to reliable.

Reply to this mail, or contact us at [email protected] or +917233089282